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Process 8: Settlement Confirmation

Confirm settlement after transaction completion.

Message Type​

sese.024 - Securities Settlement Transaction Confirmation
sese.028 - Securities Settlement Allegation Removal Advice (Acknowledgement)

Purpose​

After the trade date (T) + settlement cycle (T+2), the Custody Bank confirms to the Broker that the settlement has been completed successfully.

NOTIFICATION - Custody Bank → UFG → Broker​

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.024.001.08">
  <SctiesSttlmTxConf>
    <TxId>
      <AcctSvcrTxId>CUSTODY00-SETT-001</AcctSvcrTxId>
      <MktInfrstrctrTxId>VN-TRADE-20250128-001</MktInfrstrctrTxId>
    </TxId>
    <Lkg>
      <PrvsRef>
        <MsgId>BRK00-HOLD-20250126-001</MsgId> <!-- Reference to original hold request -->
      </PrvsRef>
    </Lkg>
    <TradDt>2025-01-26</TradDt>
    <SttlmDt>2025-01-28</SttlmDt> <!-- T+2 -->
    <FinInstrmId>
      <ISIN>VN000000VN30</ISIN>
    </FinInstrmId>
    <TradTxCond>
      <Cd>CAPL</Cd> <!-- Cash Payment -->
    </TradTxCond>
    <SttlmAmt Ccy="VND">85000000</SttlmAmt>
    <SttlmQty>
      <Unit>1000</Unit>
    </SttlmQty>
    <SttlmSts>
      <Cd>SETT</Cd> <!-- Settled -->
    </SttlmSts>
    <SplmtryData>
      <PlcAndNm>SettlementDetails</PlcAndNm>
      <Envlp>
        <OriginalOrderRef>ORD-SELL-VN30-001</OriginalOrderRef>
        <SettlementTime>2025-01-28T16:00:00Z</SettlementTime>
        <ClearingHouse>VSD</ClearingHouse>
      </Envlp>
    </SplmtryData>
  </SctiesSttlmTxConf>
</Document>

ACKNOWLEDGEMENT - Broker → UFG → Custody Bank​

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:sese.028.001.03">
  <SctiesSttlmAllgmtRmvlAdvc>
    <TxId>
      <AcctOwnrTxId>BRK00-SETT-ACK-001</AcctOwnrTxId>
    </TxId>
    <AcctOwnr>
      <Id>
        <Othr>
          <Id>BRK_00</Id>
        </Othr>
      </Id>
    </AcctOwnr>
    <AckdStsAndRsn>
      <PrcdgSts>
        <Cd>PACK</Cd> <!-- Partially Accepted/Acknowledged -->
      </PrcdgSts>
    </AckdStsAndRsn>
  </SctiesSttlmAllgmtRmvlAdvc>
</Document>

Flow Diagram​