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Introduction

Welcome to UFG Business Process documentation - a comprehensive guide for information exchange between Securities Companies and Custody Banks via UFG Gateway using ISO 20022 standard.

Overview​

Universal Financial Gateway (UFG) is a connection gateway that enables financial institutions to exchange information securely and efficiently. This documentation describes 10 main business processes used in securities trading.

Key Highlights​

  • ✅ ISO 20022 Standard: Using international standard message types
  • ✅ End-to-End Security: Messages encrypted from end to end
  • ✅ No Balance Disclosure: Response only returns Accept/Reject
  • ✅ Versatile: Supports stocks, derivatives, and bonds

General Requirements​

1. Information Security​

Only respond YES or NO, do not disclose detailed balance of securities or cash in the account. This ensures customer information security.

2. Complete Information​

For buy/sell transactions, securities companies must send all basic order information including:

  • Securities code
  • Quantity
  • Price
  • Order type (buy/sell)

3. Business Flexibility​

Query operations apply to:

  • Base securities (stocks, ETF)
  • Derivatives (futures, options)
  • Bonds

Document Structure​

The documentation is organized into the following sections:

📘 Cash Operations​

  1. Query cash balance (no hold)
  2. Query cash balance + Hold cash
  3. Hold cash (no query)
  4. Release cash (cancel buy)
  5. Query hold request status
  6. Modify hold amount

📗 Securities Operations​

  1. Hold securities balance
  2. Release securities balance
  3. Query securities balance
  4. Settlement confirmation

📙 Technical Documentation​

  • Message Types Summary
  • Technical Notes
  • Error Handling

Getting Started​

Select a business process from the left sidebar to view detailed REQUEST/RESPONSE and technical notes.