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Process 5: Hold Securities (Sell)

Request to hold securities for a sell order.

Message Type​

semt.002 - Securities Balance Accountability Report
semt.018 - Securities Message Rejection (used as Acknowledgement)

Purpose​

When a customer places a sell order, the Securities Company requests the Custody Bank to hold (block) the specific quantity of securities to ensure delivery.

REQUEST - Broker → UFG → Custody Bank​

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.002.001.08">
  <SctiesBalAcctgRpt>
    <Id>
      <MsgId>BRK00-SECH-20250126-001</MsgId>
      <CreDtTm>2025-01-26T12:00:00Z</CreDtTm>
    </Id>
    <AcctOwnr>
      <Id>
        <Othr>
          <Id>0821234567</Id>
        </Othr>
      </Id>
    </AcctOwnr>
    <SfkpgAcct>
      <Id>
        <Othr>
          <Id>SUB-0821234567</Id>
        </Othr>
      </Id>
    </SfkpgAcct>
    <Bal>
      <Tp>
        <Cd>AWAS</Cd> <!-- Available for Sale -->
      </Tp>
      <Qty>
        <Unit>1000</Unit> <!-- Quantity to hold -->
      </Qty>
      <FinInstrmId>
        <ISIN>VN000000VN30</ISIN>
      </FinInstrmId>
      <SfkpgPlc>
        <Ctry>VN</Ctry>
      </SfkpgPlc>
    </Bal>
    <SplmtryData>
      <PlcAndNm>SellOrderDetails</PlcAndNm>
      <Envlp>
        <OrderRef>ORD-SELL-VN30-001</OrderRef>
        <Symbol>VN30</Symbol>
        <Quantity>1000</Quantity>
        <Price>85000</Price>
        <Side>SELL</Side>
        <RequestType>HOLD</RequestType>
      </Envlp>
    </SplmtryData>
  </SctiesBalAcctgRpt>
</Document>

RESPONSE - Custody Bank → UFG → Broker​

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.018.001.05">
  <SctiesMsgRjctn>
    <Id>
      <MsgId>CUSTODY00-SECH-ACK-001</MsgId>
      <CreDtTm>2025-01-26T12:00:01Z</CreDtTm>
    </Id>
    <RltdRef>
      <Ref>
        <MsgNm>semt.002</MsgNm>
        <MsgId>BRK00-SECH-20250126-001</MsgId>
      </Ref>
    </RltdRef>
    <Rsn>
      <Cd>SAFE</Cd> <!-- Securities Available = ACCEPTED -->
      <!-- Or NPOS = No Position = REJECTED -->
    </Rsn>
    <SplmtryData>
      <PlcAndNm>HoldConfirmation</PlcAndNm>
      <Envlp>
        <HoldRef>HOLD-SEC-CUSTODY-001</HoldRef>
        <Status>ACCEPTED</Status>
        <ISIN>VN000000VN30</ISIN>
        <HoldQuantity>1000</HoldQuantity>
        <ValidUntil>2025-01-26T16:00:00Z</ValidUntil>
      </Envlp>
    </SplmtryData>
  </SctiesMsgRjctn>
</Document>

Flow Diagram​